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Trader, Securities Operations - St. Petersburg

Company: Advisor Group
Location: Saint Petersburg
Posted on: September 12, 2019

Job Description:

Location: St. Petersburg

Current Employees and Contractors Apply Here

Advisor Group Careers
Our strengths, combined with the collective strengths of our advisors, provide powerful momentum to meet the next generation of challenges and opportunities.Be a part of the team behind our success!--At Advisor Group, we support more than 7,000 financial advisors, the people who help everyday Americans achieve their dreams. Were a billion-dollar business with the mentality and drive of a startup. Join us in building something special.Entry Level Brokerage Operations Opportunity in Financial ServicesTrader, Securities OperationsLocation:------------------ 877 Executive Center Drive West, St. Petersburg, FL 33702Summary:We are seeking an intelligent, motivated individual to fill a position on the networks Mutual Fund/Equity Trading desk as a Trader. Candidates must be college graduates with exceptional communication skills. Knowledge of NetEx360 and/or Wealthscape a plus. We will train the right candidate.Keys: Entry-level, Broker-Dealer, Financial Services, Brokerage Operations, Securities IndustryResponsibilities:

  • Service representatives for the Advisor Network (RAA, FSC, SPF, Woodbury)
  • Field inquiries regarding mutual fund/equity procedures and charges
  • Process and facilitate mutual fund/equity transactions from representatives
  • Act as liaison between representatives, Clearing firm and sponsors
  • Reconcile reject/error accounts and process loss billing
  • Quality control manual trades and corrections processed by traders
  • Acknowledgement of Trade Rejects/Market Timing Notifications
  • Prioritize information that needs immediate attention
  • Ensure timely follow-up concerning all issues and inquiries
  • All other duties as assigned.-- Basic Requirements:
    • FINRA Series 7 is required.--
    • Ability to prioritize and multi-task in a fast paced environment. Education Requirements:
      • Bachelors degree is required.-- Preferred Requirements:
        • 2 or more years of financial services experience preferred.
          Current Employees and Contractors Apply Here

Keywords: Advisor Group, St. Petersburg , Trader, Securities Operations - St. Petersburg, Other , Saint Petersburg, Florida

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