StPetersburgRecruiter Since 2001
the smart solution for St. Petersburg jobs

Citi: Compliance Assurance Sr Analyst, Avp - Technology Control Nam/Latam

Company: Citi
Location: Saint Petersburg
Posted on: January 13, 2021

Job Description:

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)?s Assurance team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent assurance activities (testing and on-going monitoring) to assess the design and effectiveness of key controls designed to address compliance risk; reporting and escalating control issues and any violations of laws or breaches of policy; and validating adequacyof remediation taken to address reported issues.Responsibilities:* Developing, implementing, and executing compliance testing, continuous assurance, and reporting programs within an assigned region in accordance with the Compliance Assurance (CA) Plan.* Participating in the planning, executing, and reporting of compliance assurance reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with CA Plan.* Executing compliance controls testing, transactional testing, or compliance controls monitoring activities based on the pre-defined testing plan.* Documenting findings and report to the Compliance Assurance management team.* Assisting with development of Compliance Assurance Risk Assessments, Monitoring Monthly, and Quarterly Summaries and development and enhancement of the Compliance Assurance and Internal Audit Methodologies and Standards for auditing, testing, monitoring, and reporting.* Utilizing innovative compliance testing solutions including Data Analytics to increase value and reduce costs of compliance-related activities.* Developing effective relationships within CA function and with other stakeholders including business and technology process owners, and Internal Audit function.* Promoting knowledge sharing and promulgation of best practices across ICRM and the business.* Monitoring the risk environment and assesses the emerging risks through the Business Monitoring process.* Informing CA management of significant compliance matters that require their attention or action.* Additional duties as assigned.* Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.Qualifications:* Knowledge of Compliance laws, rules, regulations, risks and typologies* Experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities.* Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities* Extensive global compliance and audit related experience, and strong knowledge of business processes.* Exhibit project management, interpersonal, sound decision making, and intuitive thinking skills.* Understanding of rules, laws, and regulations, and specific regulatory requirements.* Strong interpersonal skills for building strong relationships with stakeholders and engaging teams.* Effectiveness in working within a large scale and complex matrix organization is essential.* Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of business lines and control functions.* Recommends appropriate and pragmatic solutions to risk and control issues.* Applies knowledge of key regulations to influence audit scope.* Develops effective line management relationships to ensure strong understanding of the business.* Must be a self-starter, flexible, innovative and adaptive* Work collaboratively with regional and global partners in other functional units; ability to navigate a complex organization* Proficient in MS Office applications (Excel, Word, PowerPoint)* Knowledge in area of focusEducation:* Bachelor?s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; Advanced degree a plus Job Family Group: Compliance and Control Job Family:Assurance Time Type:Full time Citi is an equal opportunity and affirmative action employer.Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.Citigroup Inc. and its subsidiaries (" Citi?) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.View the " EEO is the Law"poster. View the EEO is the Law Supplement.View the EEO Policy Statement.View the Pay Transparency Posting

Keywords: Citi, St. Petersburg , Citi: Compliance Assurance Sr Analyst, Avp - Technology Control Nam/Latam, IT / Software / Systems , Saint Petersburg, Florida

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other IT / Software / Systems Jobs


Java Software Engineer II
Description: Position Type : Full timeType Of Hire : Experienced relevant combo of work and education Education Desired : Bachelor of Computer EngineeringTravel Percentage : 0 Job DescriptionAre you curious, motivated, (more...)
Company: FIS
Location: Orlando
Posted on: 01/21/2021

PHP Developer
Description: In this role you will be responsible for new development as well as maintenance on existing solutions. ---
Company: IT Resources Corp
Location: Lutz
Posted on: 01/21/2021

Senior Software Engineer
Description: We are Actively seeking a Senior Software Engineer / UI Developer to join our team on a permanent basis. In this position you will work with a talented team of Web Developers and
Company: firstPRO 360
Location: Orlando
Posted on: 01/21/2021


Software Quality Engineer
Description: Python Data Quality Engineer for Fullstack Software in Plantation, FLPosition OverviewThis is a full-stack software development and systems operations role supporting collection, processing, analyzing (more...)
Company: OSI Engineering, Inc.
Location: Lakeland
Posted on: 01/21/2021

Wireless Associate - S8290
Description: Overview:WIRELESS SALES ASSOCIATE MOBILE EXPERT Who are we OSL is a dynamic, people-driven company providing outsourced sales services for some of North America's biggest Fortune 500 companies. We hire (more...)
Company: OSL Retail Services Inc
Location: Orlando
Posted on: 01/21/2021

Lead Dotnet Developer
Description: OverviewPerficient currently has a career opportunity for a .Net Lead Developer in our Commerce Practice located in Milwaukee WI, Allentown PA, or remote markets. This candidate will be the primary developer (more...)
Company: Perficient
Location: Orlando
Posted on: 01/21/2021

Technical Coordinator
Description: Role: Technical CoordinatorLocation:--RemoteDuration:--3 month contractRate:
Company: Hays
Location: Orlando
Posted on: 01/21/2021

Lead AEM Developer
Description: Apex Systems, the second largest IT staffing firm, is looking to hire a FULLY REMOTE Lead AEM Developer 12 month contract If interested please email your most updated resume to App Dev Data BI recruiter, (more...)
Company: Apex Systems
Location: Clearwater
Posted on: 01/21/2021

IBM i Software Engineer II
Description: Job Description Position Type : Full time Type Of Hire : Experienced relevant
Company: FIS
Location: Orlando
Posted on: 01/21/2021

Senior Software Engineering Manager
Description: If you are a Senior Software Engineering Manager with experience, please read on We are a leading simulation company that has continued to grow and flourish throughout the past few years. We are looking (more...)
Company: Optello
Location: Oviedo
Posted on: 01/21/2021

Log In or Create An Account

Get the latest Florida jobs by following @recnetFL on Twitter!

St. Petersburg RSS job feeds