Citi: Compliance Assurance Sr Analyst, Avp - Technology Control Nam/Latam
Company: Citi
Location: Saint Petersburg
Posted on: January 13, 2021
|
|
Job Description:
Serves as a senior compliance risk analyst for Independent
Compliance Risk Management (ICRM)?s Assurance team responsible for
assessing compliance risks and controls implemented by the first
and second line of defense. Also responsible for performing risk
assessments of Citi's compliance risks; performing independent
assurance activities (testing and on-going monitoring) to assess
the design and effectiveness of key controls designed to address
compliance risk; reporting and escalating control issues and any
violations of laws or breaches of policy; and validating adequacyof
remediation taken to address reported issues.Responsibilities:*
Developing, implementing, and executing compliance testing,
continuous assurance, and reporting programs within an assigned
region in accordance with the Compliance Assurance (CA) Plan.*
Participating in the planning, executing, and reporting of
compliance assurance reviews and compliance and regulatory issue
validation activities for a component of a product line, function,
or legal entity within an assigned region in accordance with CA
Plan.* Executing compliance controls testing, transactional
testing, or compliance controls monitoring activities based on the
pre-defined testing plan.* Documenting findings and report to the
Compliance Assurance management team.* Assisting with development
of Compliance Assurance Risk Assessments, Monitoring Monthly, and
Quarterly Summaries and development and enhancement of the
Compliance Assurance and Internal Audit Methodologies and Standards
for auditing, testing, monitoring, and reporting.* Utilizing
innovative compliance testing solutions including Data Analytics to
increase value and reduce costs of compliance-related activities.*
Developing effective relationships within CA function and with
other stakeholders including business and technology process
owners, and Internal Audit function.* Promoting knowledge sharing
and promulgation of best practices across ICRM and the business.*
Monitoring the risk environment and assesses the emerging risks
through the Business Monitoring process.* Informing CA management
of significant compliance matters that require their attention or
action.* Additional duties as assigned.* Appropriately assess risk
when business decisions are made, demonstrating particular
consideration for the firm's reputation and safeguarding Citigroup,
its clients and assets, by driving compliance with applicable laws,
rules and regulations, adhering to Policy, applying sound ethical
judgment regarding personal behavior, conduct and business
practices, and escalating, managing and reporting control issues
with transparency.Qualifications:* Knowledge of Compliance laws,
rules, regulations, risks and typologies* Experience with auditing
principles including audit planning, risk assessments, development
of risks and controls matrices, processes and controls design
assessments, controls operating effectiveness testing,
transactional testing, and reporting activities.* Experience in
planning, executing, and reporting on compliance testing reviews
and regulatory issue validation activities* Extensive global
compliance and audit related experience, and strong knowledge of
business processes.* Exhibit project management, interpersonal,
sound decision making, and intuitive thinking skills.*
Understanding of rules, laws, and regulations, and specific
regulatory requirements.* Strong interpersonal skills for building
strong relationships with stakeholders and engaging teams.*
Effectiveness in working within a large scale and complex matrix
organization is essential.* Excellent oral communication and
writing skills in interacting with non-executives and executive
management and across a number of business lines and control
functions.* Recommends appropriate and pragmatic solutions to risk
and control issues.* Applies knowledge of key regulations to
influence audit scope.* Develops effective line management
relationships to ensure strong understanding of the business.* Must
be a self-starter, flexible, innovative and adaptive* Work
collaboratively with regional and global partners in other
functional units; ability to navigate a complex organization*
Proficient in MS Office applications (Excel, Word, PowerPoint)*
Knowledge in area of focusEducation:* Bachelor?s degree; experience
in compliance, legal or other control-related function in the
financial services firm, regulatory organization, or
legal/consulting firm, or a combination thereof; experience in area
of focus; Advanced degree a plus Job Family Group: Compliance and
Control Job Family:Assurance Time Type:Full time Citi is an equal
opportunity and affirmative action employer.Qualified applicants
will receive consideration without regard to their race, color,
religion, sex, sexual orientation, gender identity, national
origin, disability, or status as a protected veteran.Citigroup Inc.
and its subsidiaries (" Citi?) invite all qualified interested
applicants to apply for career opportunities. If you are a person
with a disability and need a reasonable accommodation to use our
search tools and/or apply for a career opportunity review
Accessibility at Citi.View the " EEO is the Law"poster. View the
EEO is the Law Supplement.View the EEO Policy Statement.View the
Pay Transparency Posting
Keywords: Citi, St. Petersburg , Citi: Compliance Assurance Sr Analyst, Avp - Technology Control Nam/Latam, IT / Software / Systems , Saint Petersburg, Florida
Click
here to apply!
|
Didn't find what you're looking for? Search again!
Other IT / Software / Systems JobsJava Software Engineer II Description: Position Type : Full timeType Of Hire : Experienced relevant combo of work and education Education Desired : Bachelor of Computer EngineeringTravel Percentage : 0 Job DescriptionAre you curious, motivated, (more...) Company: FIS Location: Orlando Posted on: 01/21/2021 PHP Developer Description: In this role you will be responsible for new development as well as maintenance on existing solutions. --- Company: IT Resources Corp Location: Lutz Posted on: 01/21/2021 Senior Software Engineer Description: We are Actively seeking a Senior Software Engineer / UI Developer to join our team on a permanent basis. In this position you will work with a talented team of Web Developers and Company: firstPRO 360 Location: Orlando Posted on: 01/21/2021 Software Quality Engineer Description: Python Data Quality Engineer for Fullstack Software in Plantation, FLPosition OverviewThis is a full-stack software development and systems operations role supporting collection, processing, analyzing (more...) Company: OSI Engineering, Inc. Location: Lakeland Posted on: 01/21/2021 Wireless Associate - S8290 Description: Overview:WIRELESS SALES ASSOCIATE MOBILE EXPERT Who are we OSL is a dynamic, people-driven company providing outsourced sales services for some of North America's biggest Fortune 500 companies. We hire (more...) Company: OSL Retail Services Inc Location: Orlando Posted on: 01/21/2021 Lead Dotnet Developer Description: OverviewPerficient currently has a career opportunity for a .Net Lead Developer in our Commerce Practice located in Milwaukee WI, Allentown PA, or remote markets. This candidate will be the primary developer (more...) Company: Perficient Location: Orlando Posted on: 01/21/2021 Technical Coordinator Description: Role: Technical CoordinatorLocation:--RemoteDuration:--3 month contractRate: Company: Hays Location: Orlando Posted on: 01/21/2021 Lead AEM Developer Description: Apex Systems, the second largest IT staffing firm, is looking to hire a FULLY REMOTE Lead AEM Developer 12 month contract If interested please email your most updated resume to App Dev Data BI recruiter, (more...) Company: Apex Systems Location: Clearwater Posted on: 01/21/2021 IBM i Software Engineer II Description: Job Description Position Type : Full time Type Of Hire : Experienced relevant Company: FIS Location: Orlando Posted on: 01/21/2021 Senior Software Engineering Manager Description: If you are a Senior Software Engineering Manager with experience, please read on We are a leading simulation company that has continued to grow and flourish throughout the past few years. We are looking (more...) Company: Optello Location: Oviedo Posted on: 01/21/2021 |