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Trader, Securities Operations

Company: Advisor Group
Location: Saint Petersburg
Posted on: September 14, 2019

Job Description:

Be a part of the team behind our success! At Advisor Group, we support more than 7,000 financial advisors, the people who help everyday Americans achieve their dreams. Were a billion-dollar business with the mentality and drive of a startup. Join us in building something special.

Entry Level Brokerage Operations Opportunity in Financial Services

Trader, Securities Operations

Location: 877 Executive Center Drive West, St. Petersburg, FL 33702


We are seeking an intelligent, motivated individual to fill a position on the networks Mutual Fund/Equity Trading desk as a Trader. Candidates must be college graduates with exceptional communication skills. Knowledge of NetEx360 and/or Wealthscape a plus. We will train the right candidate.

Keys: Entry-level, Broker-Dealer, Financial Services, Brokerage Operations, Securities Industry


  • Service representatives for the Advisor Network (RAA, FSC, SPF, Woodbury)
  • Field inquiries regarding mutual fund/equity procedures and charges
  • Process and facilitate mutual fund/equity transactions from representatives
  • Act as liaison between representatives, Clearing firm and sponsors
  • Reconcile reject/error accounts and process loss billing
  • Quality control manual trades and corrections processed by traders
  • Acknowledgement of Trade Rejects/Market Timing Notifications
  • Prioritize information that needs immediate attention
  • Ensure timely follow-up concerning all issues and inquiries
  • All other duties as assigned.

    Basic Requirements:

    • FINRA Series 7 is required.
    • Ability to prioritize and multi-task in a fast paced environment.

      Education Requirements:

      • Bachelors degree is required.

        Preferred Requirements:

        • 2 or more years of financial services experience preferred.

Keywords: Advisor Group, St. Petersburg , Trader, Securities Operations, Accounting, Auditing , Saint Petersburg, Florida

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