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Trader, Securities Operations

Company: Advisor Group
Location: Saint Petersburg
Posted on: January 15, 2019

Job Description:

Be a part of the team behind our success! At Advisor Group, we support more than 5,000 financial advisors, the people who help everyday Americans achieve their dreams. Were a billion-dollar business with the mentality and drive of a startup. Join us in building something special. Entry Level Brokerage Operations Opportunity in Financial Services Trader, Securities Operations Location: 877 Executive Center Drive West, Suite 300 St. Petersburg, FL 33702 Summary: We are seeking an intelligent, motivated individual to fill a position on the networks Mutual Fund trading desk as a Mutual Fund Trader. Candidates must be college graduates with exceptional communication skills. Knowledge of NetEx 360 and/or Streetscape a plus. We will train the right candidate. Keys: Entry-level, Broker-Dealer, Financial Services, Brokerage Operations, Securities Industry Responsibilities:

  • Service representatives for the Advisor Group Network (RAA, FSC, SPF, Woodbury)
  • Field inquiries regarding mutual fund procedures and charges
  • Process and facilitate mutual fund transactions from representatives
  • Act as liaison between representatives, Clearing firm and sponsors
  • Reconcile reject/error accounts and process loss billing
  • Quality control manual trades and corrections processed by traders
  • Acknowledgement of Trade Reject/Market Timing Notifications
  • Prioritize information that needs immediate attention
  • Ensure timely follow-up concerning all issues and inquiries
  • All other duties as assigned. Basic Requirements:
    • Ability to prioritize and multi-task in a fast paced environment. Education Requirements:
      • Bachelors degree is required. Preferred Requirements:
        • 2 or more years of financial services experience preferred.
        • Series 6 or 7 securities license preferred.

          Keywords: Advisor Group, St. Petersburg , Trader, Securities Operations, Accounting, Auditing , Saint Petersburg, Florida

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